The Maritime Domain – An Abiding Stage for Cooperation and Conflict

By

Vice Admiral (retd) Vijay Shankar

(To be published)

.“What made war inevitable was the growth of Athenian power and the fear which it caused in Sparta”.

                                                (Thucydides, History of the Peloponnesian War)                                               

The first truth is: the outcome of modern wars have hinged on economic fallouts. The second is: conditions have been greatly influenced by rudimentary universal education. Leadership have split the vast majority of populations into two categories: those that believe in unrestricted economic activity and an opposing camp enticed by authoritarian rulers to view the former in venal light creating a centrally controlled camp.

So, we note, the extinction of the “Cold War” was a temporary hiatus that after three decades has morphed the communist bloc to an autocratic and nationalistic faction comprising China and Russia that seek revision of world order and its hitherto inequities, at least that is what the bloc will have the rest of the world believe. This refrain that Beijing and Moscow profess brings it in direct conflict with the believers of unrestricted economic activity. At the same time the vision of unrestricted global economic activity has proven so fragile and subject to the many nuances of geopolitics that resource deficient nations are left out.

Geopolitics a New Slant

 The term ‘geopolitics’ has often been employed in reference to a nation’s interest and stratagems adopted to secure them. This meaning is subjective; it does not account for the full significance of the term, and even bears a negative connotation. During the Second World War, Japan’s expansionist policies were justified using the ‘geopolitical’ argument. In the 21st century, geopolitics aims at explaining how geography can impact politics and how states try to mitigate these effects. Geography, in other words, contributes to defining the boundaries of what is possible to achieve in international relations along with economic and security advantages that may be leveraged. China In its South China Sea policy has shown just how ‘creatively’ this can be achieved.  

The Maritime Domain

 Thucydides, in the 4th century Bce, chronicled the events of the Peloponnesian War (431-404Bce). The War was fought between two leading Greek city states; Athens and Sparta and their allies. The conflict bears so many similarities to wars waged through the ages, that, to this day it offers lessons. The Athenian alliance included most of the littorals of the Aegean Sea, while Sparta was at the head of an alliance of continental powers. Athens had the stronger navy and Sparta, the stronger army. It was Athenian aggressive moves to establish empire and control the Mediterranean Sea that caused fear in Sparta and provoked war. The years of fighting were largely battles of attrition that depleted manpower and financial resources of both sides. Eventually, the Spartans destroyed the Athenian fleet, leading to capitulation of an exhausted Athens. Two significant lessons emerge:

  • Wars of attrition between balanced alliances do not yield spectacular victories, rather, exhaustion and a blurring of lines between victors and vanquished.
  • Wars of choice stimulated by overconfidence dangerously leave much to chance.

Towards the end of the 19th century it was thinkers like Mahan and Julian Corbett who set ablaze the maritime spirit of the new century. In The Influence of Sea Power upon History, Mahan analysed the use of British naval forces in conflicts to demonstrate that nations that had exercised control of important parts of the maritime domain, had dominated history. More specifically, it was the effect of sea power upon the course of history and the prosperity of nations that had allowed Britain to achieve global pre-eminence. Mahan’s significance was twofold: The first in the realm of grand strategy he asserted integration of maritime and naval activities with politics and economics. The second was command and decision making in war from a position of naval superiority. Since the sea was both a logistical highway and an avenue of approach, Mahan emphasized that command of the Sea gave enormous power and could only be attained by a dominant fleet with established bases and colonies. Sea power was about commercial use of the domain in peace and its control in war; about profits and power projection. Mahan’s theory remained persuasive till the first half of the twentieth century.

Corbett, on the other hand, believed naval influence on the maritime domain to be a part of national policy which had sway over the non-military elements of state power. He saw the fleet not merely an instrument of destruction but as an accompaniment to assuring the “act of passage on the sea.” It was from this critical tenet that concepts of Sea Denial, Sea Control and Power Projection evolved. Perhaps his abiding legacy to contemporary maritime thought was the idea that “freedom of the seas was an irreducible factor” for the sea was not territory for conquest; nor the oceans defensible. What it constituted was a substantial determinant in the growth of a nation and prosecution of war (Corbett Julian, Some Principles of Maritime Strategy, Longmans, 1911).

The Economic Motif: Strategic Competitiveness   

National wealth and economic prosperity are to some extent inherited but, in the main, created by the innovativeness of people. In this milieu the role played by the individual nation in international relations has become more rather than less critical. Therefore, strategic competitiveness has become one of the central preoccupations of government. Yet for all the writing on the topic, there is still no theory nor is there an accepted definition of the term in global affairs.

 The phrase “Strategic Competitiveness” first made its appearance in the 2018 National Defence Strategy of the USA . The document identified the revisionist states of China and Russia as strategic competitors. China for using “predatory economics” to intimidate lesser endowed nations while militarizing and persisting with its illegal claims in the South China Sea. It saw Russia as an autocratic nationalistic state that eschewed the economic, diplomatic, and security aspirations of its erstwhile bloc

It is amply clear that strategic competitiveness develops when the existing status-quo is challenged, or indeed when a state or an alliance contests the emerging challenge. The tools of the contest are the combined “comprehensive national power” of the two parties embracing political, economic, diplomatic, military and technological prowess.

 Multi-Polarity and the Prospects of Stability

The multipolar distribution of power which marks contemporary geopolitics has spawned security imbalances on account of economic inequities, interdependences, geography, demographics, the military and nature of government. It has incited jostling for control and power-ascendancy. The twentieth century mass violence of the two World Wars was caused by these very imbalances. It gave way, in 1945, to relative ‘stability’ distinguished by bi-polar tensions and the Cold War.

Demise of the Cold War in 1991 ushered in two decades of an unrestrained militaristic unipolar world order before a return to a complex agglomeration of powers of the day. The challenge to global order today is exemplified in the Putin Doctrine. Driven by a vision of renewal; Moscow considers the use of force as appropriate when its security is threatened. Its primary purpose is the rejection of a western conceived global order and global acceptance of Russian exceptionalism.

Looming Contestant: China

An historical analogy may be in order to fully understand the looming conflict between Chinese authoritarianism and the uneasy democracies of the world, particularly so in India. In the run up to the First World War, Germany pursued a combination of militarism, overbearing diplomacy, nationalism and brinkmanship to achieve policy goals, despite the risk of war. Demanding a review of international order that would confer on it a dominant political position, in keeping with its self-perceived economic and military prevalence, Germany saw little issue in conflict being a natural corollary to its creating crises and then manoeuvring through them. In the event, it was the response to ambitious revisionism and disregard of norms that led to war. An observer of contemporary geopolitics will not fail to note the similarity in circumstance, of China’s economic growth and vulnerabilities in the maritime domain, “military muscularity” pivotal to its geopolitical vision, ambitions, nationalism and its realpolitik instincts. However, the Belt and Road Initiative, which was the economic centre-piece intended to deliver billions of dollars in infrastructure financing to some countries in Asia, Africa and Europe, has now turned into a massive debt trap. The critical assumption of China’s leadership is that their new era of rejuvenation will progress per script unopposed. This assumption is flawed for as Michael Howard pointed (Lessons of History pg39) “force is the midwife of historical processes.” A clash is brewing, unintended as it may be. 

 Contestant Groupings

On cue, in response to China’s aggressive manoeuvres; the formation of a trilateral alliance between Australia, UK and the US (AUKUS) and the continuing Strategic Security Dialogue between Japan, Australia, India and the US (Quad) have made it amply clear that “countering China’s assertiveness in the Indo-Pacific” is number one priority, and the two will do whatever it takes to succeed.  Ironically, Beijing’s recent White Paper titled “National Defence in a New Era” outlined its territorial ambitions in the South and East China Seas, Yellow Sea, Taiwan and Ladakh and warned regional powers of its willingness to use force and use it first if its ambitions are threatened.

The more palpable part of the ‘AUKUS’ is the transfer of 8 Nuclear-powered submarines (SSN). The SSNs will not be available to Australia for the next decade and a half, however they provides the basis for denial operations in these waters and gives access to a host of futuristic capabilities. AUKUS’s mission is complemented by the Quad presenting a new security architecture that combines both military and economic prowess amongst nations that share a vision of a free and rule-based Indo-Pacific. The resolve to strategic confrontation against revisionism is thus emphasised. Such a visible demonstration of collective power is, perhaps, the only way to dampen Beijing’s aggressive expansionism.

That these initiatives have made China “edgy” is clear from their declarations that “China will certainly punish Australia with no mercy”. Fearing forced unification, Taiwan is tightening its ties to the U.S.; Japan, is engaged in its largest military build-up since the Cold War; India is readying strike forces along China’s borders, developing strategies to occlude vital sea lanes in the Indian Ocean and has engaged partnerships that threaten China’s vulnerabilities; Australia is opening up its northern coast to U.S. forces. France, Germany, and the UK are sending warships into the Indo-Pacific to assert their rights. Clearly,  Nations have become less enthused by China’s market and more worried about its disturbing intent.  

 Conclusion

We had earlier touched on a pre-First World War analogy. However, one may surmise that given the nuclear overhang, the rise of China with its burden of a ‘century-of-humiliation’ will demand a firm strategy tempered by pragmatism rather than principles of the past. But the other reality is the fear of war, to authoritarian regimes that co-exists with belligerence and exalted nationalistic feelings that, while advancing concern of survival of dispensation, also boost profitable involvement in the incessant preparedness for war. Herein lies the striking resemblance with pre-First World War Germany. And herein also lies the chink that provides the opportunity to collar China through unified action where it is most vulnerable – in the maritime domain. This would not only threaten its dream of rejuvenation but also of regime survival.

The Perils of Strategic Narcissism: China

By

Vice Admiral (retd.) Vijay Shankar

China’s rise has powered an impulse to military growth and unilateral intervention which in turn evokes anxieties and resistance by players in the same strategic milieu. The paradoxical effect is to undermine its own strategic standing.

 Keywords: Franco-German War of 1870, Globalization and China, State Controlled Capitalism, China as a Revisionist Power, New Strategic Alliances in Asia, Cooperative Security Strategies, Third Island Security Chain

Historical Similitude

            The Franco-German War of 1870 forms a watershed in strategic thought. After the annexation of the North German Confederacy in 1866, Bismarck sought the Southern German States.[1] He deceived the French into believing that a Prussian Prince would rule from the throne of Spain as a larger strategy of encirclement. By July 1870, France[2] was conned into a seemingly ‘inevitable’ war. Germany through superior military craft and technology inflicted a crushing defeat on the host. In the process the balance of power in Europe was upset.[3] The War, from deception, to alliances, provocation of crisis and defeat of the enemy forcing a one-sided negotiation could well have been scripted by Kautilya[4] or, more significant to our narrative, Sun Tzu.[5]

German victory ushered a strategic orientation to compete with the principal imperial power, Britain.[6] Three strategic objectives swayed the rivalry: military dominance over land and sea; global economic and technological ascendancy in tandem with unimpeded access to primary resources; and thirdly, diplomatic and political pre-eminence. By 1890, Germany had established continental military dominance and a warship-build programme that would challenge British command of the seas. Economically, Germany had already overtaken Britain in heavy industries and innovation, capturing global markets and amassing capital. This in turn muscled influence and superiority in one sector after another.

A thirty-year projection in 1890, suggested that Germany, home to the most advanced industries having unimpeded access to resources of the earth, best universities, richest banks and a balanced society would achieve her strategic goals and primacy. Yet precisely thirty years later, Germany lay in ruins, her economy in shambles, her people impoverished and her society fragmented. By 1920, her great power aspirations lay shamed between the pages of the Treaty of Versailles. The real lesson was that Germany’s quest for comprehensive power brought about a transformation amongst the status-quo powers to align against, despite traditional hostility (Britain and France; Britain and Russia), to contain and defeat a rising Germany that sought to upset the existing global order.

China in Perspective

Historical analogies are notorious in their inability to stage encores, yet they serve as means to understand the present. Contemporary fears of nations are driven by four vital traumas: perpetuation of the State; impact of internal and external stresses; reconciliation with the international system; lastly the conundrum of whether military power produces political outcomes. The paradigm of the day is ‘uncertainty’ with the tensions of multi-polarity, tyranny of economics, anarchy of expectations and polarisation along religio-cultural [7] lines all compacted by globalization [8].

If globalization is a leveller to the rest of the world, to China, globalization is about State capitalism, central supremacy, controlled markets, managed currency and hegemony. The military was to resolve fundamental contradictions that threatened the Chinese State. Significantly globalization provided the opportunity to alter the status-quo.[9] Against this backdrop, is the politics of competitive resource access and denial, which rationalized the use of force.[10]

China’s dazzling growth is set to overtake the USA. Its rise has been accompanied by ambitions of global leadership. This has in turn spurred an unparalleled military growth. In this circumstance the race to garner resources by other major economies is fraught. But the real alarm is, China seeks to dominate international institutions without bringing about a change of her own morphology. China’s claims on the South and East China Sea; handling of internal dissent; proliferatory carousing with North Korea and Pakistan are cases in point.

The emergence of China from its defensive maritime perimeters into the Indian Ocean is seen as the coming ‘Third Security Chain’. Gone is Deng’s ‘power bashfulness’, in its place is the conviction that the-world-needs-China-more-than-China-the-world.Its insistence on a bi-lateral policy to settle disputes even denies the natural impulse of threatened states to seek power balance in collective security. 

The Sense in Cooperative Security Strategies

            The standpoint that provocation and intimidation can benefit China by persuading the victim to negotiate outstanding issues from a conciliatory position is a strategically mistaken one. India, Japan, Vietnam and the South China Sea Littorals have demonstrated so. Far from acquiescing they have chosen to resist, adopting (in trend) a cooperative security strategy. This includes deliberate negative response to favour Chinese economic monopoly even when the benefits are obvious. While individual action may be insignificant, the aggregate of combined action may impede China’s growth which in turn question’s strategic stability of dispensation.

The parallels with the rise and fall of Germany is complete when we note that China’s Defence White Paper of April 2013 underscores the will to expand offensive military capability in pace with economic growth. Internationally this can only be viewed as acutely threatening. The delusion that menaced States will not align to contend and defy China’s grand design is a strategically misleading notion.

_________

End Notes

[1] Séguin, Philippe. Louis Napoléon Le Grand, Paris: Bernard Grasset, 1990, Pg 390-394.

[2] Encyclopaedia Britannica, updated December 2013, Franco-German War, retrieved 30 May 2014.

[3] Lowe, John. The Great Powers, Imperialism and the German Problem 1865-1925. Taylor and Francis, Routledge, London, New York 1994. Pgs 13, 26, 34.

[4] Kautilya. The Arthashastra, translation by Rangarajan LN, Penguin Classics New Delhi 1990, Part IX pg 498 to Part XI pgs 625-644, 676-679 & 727.

[5]Sun Tzu, The Art of War, translated by Griffith, Samuel B. Oxford University Press, London 1963. Chapter V, pg 39-44.

[6] Kennedy, Paul. The Rise and Fall of the Great Powers, Vintage Books, New York 1987, Chapter 5 pgs 194-274, deals with the crisis of the rise of ‘Middle Powers’ such as Germany (1885-1918).

[7]Fukuayama Francis. “The End of History.” The National Interest, 16 (Summer 1989), pp 4, 18.

[8]Huntington. Samuel, P. The Clash of Civilizations and the Remaking of  World Order, Penguin Books, India 1997, pp 30-39.

[9] The World at War http://www.globalsecurity.org/military/world/war/index.html.The United Nations defines “major wars” as military conflicts inflicting 1,000 battlefield deaths per year. In 1965, there were 10 major wars under way. The new millennium began with much of the world consumed in armed conflict or cultivating an uncertain peace. Between 1989 and 2010, forty nine wars erupted. As of mid-2005, there were eight Major Wars under way [down from 15 at the end of 2003], with as many as two dozen “lesser” conflicts ongoing with varying degrees of intensity.

[10] Security analysts  have examined China’s efforts to develop weapons systems that can retard or even stop a potential adversary from entering an area of interest. Dubbed “access-denial,” the aim of such a strategy is to use weapons that deter and should the need arise challenge or indeed prevent inimical forces from operating in conflict zones or oceanic areas of interest . The teeth of this strategy is an anti-ship missile. Such a missile, fired from land, sea, underwater or air can cause tremendous damage to an enemy surface vessel. While such technology isn’t new, the effective ranges of such weapons have increased tremendously, along with their accuracy, speed of delivery and precision. Defending against such systems is therefore a major problem for planners.